عربي

الصفحة الرئيسية وظائف في الامارات وظائف في أبوظبي وظائف ضابط الامتثال في أبو ظبي ضابط الامتثال

هذه الوظيفة قديمة وقد يتم شغلها

Chief Compliance Officer (CCO)

Rethink ME Ltd

نشرت على 1 أبريل 2020

2 - 4 سنوات Abu Dhabi - United Arab Emirates

أي تخرج. أي جنسية

سهل التطبيق

عدد الشواغر 01

الوصف الوظيفي

ايميل الوظيفة
تم إرسال البريد الإلكتروني بنجاح.

• Ensuring compliance with all applicable legal and regulatory requirements for FSRA and ADGM
• Establish strong working relationships with internal and external business partners, clients and regulatory bodies
• Ensuring accurate, timely, consistent and concise advice and guidance to colleagues in the development and monitoring of operational documents, products, procedures and systems to ensure effective compliance with FSRA and other regulatory requirements
• Work closely with external counsel and compliance to ensure consistency in policies and messaging with regulators
• Continuously research and manage FSRA and ADGM regulations and other laws (e.g FATCA), to ensure internal policies and procedures are always to up date to best market practices
• Provide end-to-end compliance oversight including developing and maintaining effective controls designed to monitor the effectiveness of the compliance program; ensuring and supporting the review of the appropriateness of the compliance system and procedures and implement necessary remediation for any identified deficiencies
• Provide periodic reporting to senior management, the Board and other Company stakeholders
• Maintain in-depth knowledge of the business and its activities in order to ensure adequate compliance oversight and resources as the business needs evolve over time; advise the business on emerging compliance issues
• Ensure completeness, accuracy and timeliness of all applicable regulatory reporting requirements and disclosures
• Participate and, where appropriate, coordinate and lead resolution of significant regulatory inquiries and client complaints
• Dealing with reports of potential data protection and other compliance breaches
• Handling compliant and dispute resolution or escalation
• Maintaining the local corporate governance framework in line with FSRA requirements and group best practice
• Reviewing the Compliance Management budget and review function's financial performance versus the budget
• Advise, oversee, and train the staff on FSRA compliance procedures and educate on the impact on the organization caused by non-compliance
• Install robust and effective internal compliance systems of control to meet external requirements
• Pro-actively identify and manage compliance risk
• Ensuring compliance with the FSRA Anti Money Laundering and Counter Terrorist Financing Rules and law
• Implementing regulations and reporting to the governing body on matters related to money laundering and terrorist financing
• Develop, implement and maintain effective systems and controls to prevent, detect and mitigate against financial crime
• To act as point of contact for engagement with legal and regulatory authorities for financial crime related matters in the region
• To ensure the timely delivery of financial crime training and regulatory rules to all employees
• To review and keep updated the policies and procedures on the prevention of money laundering and terrorist financing ensuring their relevancy and effectiveness
• Mandate investigations related to possible non-compliance; highlight or escalate areas of concern
• Undertake or assist or advise in the Client Due Diligence process
• To comply with the record keeping requirements of the FSRA
• To comply with the anti-money laws pertinent to the submission of Suspicious Transactions Reports
• Be responsible for the drafting and submission of the quarterly and annual MLRO's report
• Review marketing materials, presentations and websites to ensure compliance with regulatory requirement
• Provide advice and guidance on sanctions related matters


مالية / الخزينة

الكلمات الرئيسية

Chief Compliance Officer (CCO)

الدخول للتقدّمسجّل وقدّمقدّم بدون تسجيل

ابلاغ عن هذه الوظيفة

تنبيه: نوكري غلف فقط منصّة يجمع بين كل من الباحثين عن عمل و أصحاب العمل. ننصح المتقدمين للوظائف التحقق من شرعية أصحاب العمل المحتملين. نحن لا ندعم أي مطالبات لتحويل الأموال و ننصح بشدة ضد الإفصاح عن اي معلومات شخصية أو مالية.و ننصح أيضا زيارة تحذير أمني للمزيد من المعلومات. إذا تشك في أي غش أو احتيال اتصل بنا على abuse@naukrigulf.com

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