Data Analytics Intelligence
§ Follow all relevant departmental policies, processes, standard operating procedures, and instructions so that the work is carried out in a controlled and consistent manner.
§ Support the implementation of AML Group compliance systems Road map as agreed with the Compliance management and keep Project Lead & Head of Compliance - Technology, Data and Reporting updated.
§ Co-ordinate and ensure proactive steps are taken to work with Group IT and other stakeholders of the compliance system projects to draw BRD/FSD to ensure fit for business compliance Transaction monitoring Systems are designed.
§ Ensure all logistics for the project related work viz., managing planning calendar for the projects, booking meeting rooms, organising meetings, sending invitations, ensure participation if invitee, recording MOM (Minutes of the meeting) , track and follow up on action points etc., for all compliance mandated projects for its working groups/project Boards/Steering committee etc., and to coordinate with relevant stakeholders to ensure its smooth and proper delivery
§ Co-ordinate for the delivery of comprehensive SIT/UAT scripts development vetted by all relevant stakeholders with agreed criteria.
§ Co-ordinate and prepare and publish all affected processes /SLA’s/Governance documents/ORAP document are all signed off by relevant stakeholders
§ Co-ordinate to ensure all relevant user training are all given to all the affected users well in time before the roll out of the projects to ensure smooth go live.
§ Ensure close monitoring of all AML Transaction Monitoring system initiatives with periodic updates to the VP – Tuning (AML Systems) besides executing adhoc requirements as required by the management.
§ Co-ordinate on exercises such as design and system architecture of transaction monitoring systems by consulting with business users.
§ Co-ordinate on UAT sessions & exercises for transaction monitoring system for its implementation
§ Co-ordinate periodic testing of transaction monitoring systems, including testing of data, quality and completeness, underlying models, logic, etc
§ Periodically consult with compliance SMEs to get inputs on system, data, reporting requirements and typologies.
§ Monitor and report any inaccuracies in integrity of data feeds made to the transaction monitoring systems.
§ Collaborate with Compliance SMEs to gather and populate information for Compliance MI dashboards.
§ Submit MI dashboards to team lead for review.
§ Co-ordinate with relevant stakeholders to ensure smooth and proper delivery and provide periodic status update to the reporting manager.
§ Carry out continuous assessment of the current and future state of Customer transaction surveillance platforms against the policies, procedures and risk typologies