Sr Compliance Officer / Head of Compliance

Assist with compliance monitoring within the business;
Providing oversight of Compliance for the business and external clients in order to identify, monitor and manage regulatory risks;
Identify and analyze business risks (provide compliance advisory on expanding existing business lines as well as for new business opportunities for the entire Group);
Ensure fulfillment of the regulatory requirements and adherence to Company standards and the ADGM (and DFSA) rules and regulations; Assess the adequacy of the Compliance MonitoringProgram on a continuous basis and conduct periodic monitoring as required to confirm compliance with regulatory requirements and internal policies and procedures;
Review the Internal Control System framework and propose new procedures and controls as deemed adequate and update of the Company’s Compliance Manual and other relevant internal policies vis-à-vis new regulations enacted by the authorities and new policies and trends, procedures, and controls adopted by the Company as approved by the adequate governing bodies;

The ideal candidate will have CAMS qualifications and has entrenched experience in managing compliance in Public funds management; Good understanding of AML and Other Fraud related issues is a must; DIFC / ADGM experience is a MUST for the role.